Man Ho Yu
余文浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Ho Yu (余文浩), a licensed Responsible Officer with CE reference BKX282. Currently licensed at 1 firm(s): uSmart Securities Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 4 — Advising on securities | 2024-02-21 | present |
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 9 — Asset management | 2024-02-21 | present |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
RO | Type 4 — Advising on securities | 2022-05-16 | 2024-01-18 |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
RO | Type 9 — Asset management | 2022-05-16 | 2024-01-18 |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-03-30 | 2022-05-16 |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
Rep | Type 9 — Asset management | 2022-03-30 | 2022-05-16 |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 4 — Advising on securities | 2021-02-24 | 2022-02-03 |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 9 — Asset management | 2021-02-24 | 2022-02-03 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-22 | 2022-02-03 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-12 | 2021-02-24 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 9 — Asset management | 2020-11-12 | 2021-02-24 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-09-16 | 2020-10-21 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
RO | Type 9 — Asset management | 2019-06-04 | 2020-10-21 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-25 | 2020-09-16 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-06-25 | 2019-06-04 |
| Midas Securities Limited 金源證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-17 | 2018-06-12 |
| Midas Securities Limited 金源證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-27 | 2018-06-12 |
| Midas Securities Limited 金源證券有限公司 |
Rep | Type 9 — Asset management | 2018-03-27 | 2018-06-12 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-12 | 2018-03-06 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-10-12 | 2018-03-06 |