Jimson Ka Wing Hung
洪嘉榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimson Ka Wing Hung (洪嘉榮), a licensed Responsible Officer with CE reference BDV934. Currently licensed at 1 firm(s): Yuanta Securities (Hong Kong) Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2024-05-24 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-03-26 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-03-07 | 2024-05-24 |
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-09-12 | 2024-02-14 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-07 | 2023-09-12 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-08 | 2023-08-11 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-18 | 2023-08-11 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-16 | 2021-11-18 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-24 | 2018-09-07 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-10-24 | 2018-09-07 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-19 | 2016-09-23 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-08-19 | 2016-09-23 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-25 | 2014-08-28 |