Chien Han Lee
李建翰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chien Han Lee (李建翰), a licensed Responsible Officer with CE reference BQS640. Currently licensed at 1 firm(s): uSmart Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 9 — Asset management | 2024-11-06 | present |
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 4 — Advising on securities | 2024-09-30 | present |
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-06-27 | present |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-18 | 2024-06-27 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-18 | 2024-09-30 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 9 — Asset management | 2024-01-18 | 2024-11-06 |
| Luk Fook Asset Management (HK) Limited 六福資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-07-30 | 2023-12-27 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-15 | 2023-12-27 |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-04-15 | 2023-12-27 |