Man Kin Lam
林文建
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Kin Lam (林文建), a licensed former licensee with CE reference BGO350. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-04 | 2023-10-05 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-11-04 | 2023-10-05 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 9 — Asset management | 2022-11-04 | 2023-10-05 |
| CN First International Futures Limited 中一期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-12-14 | 2021-06-30 |