Ka Ho Mok
莫嘉豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ho Mok (莫嘉豪), a licensed former licensee with CE reference AVY704. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong Digital Asset EX Limited 香港數字資產交易集團有限公司 |
RO | Type 1 — Dealing in securities | 2025-10-08 | 2026-02-08 |
| Hong Kong Digital Asset EX Limited 香港數字資產交易集團有限公司 |
RO | Type 7 — Providing automated trading services | 2025-10-08 | 2026-02-08 |
| Hong Kong Digital Asset EX Limited 香港數字資產交易集團有限公司 |
Rep | Type 1 — Dealing in securities | 2025-08-04 | 2025-10-08 |
| China Venture Fortune Securities Limited 中創富盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-04-16 | 2025-05-25 |
| China Venture Fortune Securities Limited 中創富盈證券有限公司 |
RO | Type 4 — Advising on securities | 2025-04-16 | 2025-05-25 |
| China Venture Fortune Securities Limited 中創富盈證券有限公司 |
RO | Type 9 — Asset management | 2025-04-16 | 2025-05-25 |
| China Harbour International Asset Management Limited 中灣國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-06-07 | 2025-03-20 |
| China Harbour International Asset Management Limited 中灣國際資產管理有限公司 |
RO | Type 9 — Asset management | 2024-06-07 | 2025-03-20 |
| China Harbour International Securities Limited 中灣國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-03-04 | 2025-03-20 |
| China Harbour International Asset Management Limited 中灣國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-11-29 | 2024-06-07 |
| China Harbour International Asset Management Limited 中灣國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-11-29 | 2024-06-07 |
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-04 | 2019-10-22 |
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 4 — Advising on securities | 2019-07-04 | 2019-10-22 |
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 9 — Asset management | 2019-07-04 | 2019-10-22 |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-28 | 2018-05-13 |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
RO | Type 4 — Advising on securities | 2016-06-28 | 2018-05-13 |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 4 — Advising on securities | 2015-06-10 | 2015-11-16 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-03 | 2015-06-10 |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-10-20 | 2015-11-16 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-11 | 2014-10-20 |
| Vast Harbour Securities Limited 華港證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-02-11 | 2014-08-31 |
| Vast Harbour Securities Limited 華港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-18 | 2014-02-11 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-27 | 2011-04-07 |