Tse Fung Lau
劉子峯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tse Fung Lau (劉子峯), a licensed former licensee with CE reference AAJ835. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Qeelyn Analytics Asset Management Limited 祺麟資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-05-02 | 2023-12-31 |
| Qeelyn Analytics Asset Management Limited 祺麟資產管理有限公司 |
RO | Type 9 — Asset management | 2023-05-02 | 2023-12-31 |
| Fenghua Asset Management Limited 豐華資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-07-16 | 2020-02-29 |
| Fenghua Asset Management Limited 豐華資產管理有限公司 |
RO | Type 9 — Asset management | 2019-07-16 | 2020-02-29 |
| First Fidelity Capital (International) Limited | RO | Type 9 — Asset management | 2016-07-14 | 2019-03-17 |
| First Fidelity Capital (International) Limited | Rep | Type 9 — Asset management | 2016-06-02 | 2016-07-14 |
| Koi Investment Partners International Limited |
RO | Type 9 — Asset management | 2014-11-13 | 2016-05-24 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-20 | 2014-04-11 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2010-06-09 | 2010-07-21 |
| Sattva Investment Advisors Limited | Rep | Type 9 — Asset management | 2009-10-07 | 2010-01-31 |
| Demeter Asset Management Limited |
Rep | Type 9 — Asset management | 2007-07-10 | 2009-09-30 |
| CIBC Global Asset Management (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2005-01-26 |
| CIBC Global Asset Management (Asia) Limited | Rep | Type 5 — Advising on futures contracts | present | 2005-12-01 |
| CIBC Global Asset Management (Asia) Limited | Rep | Type 9 — Asset management | present | 2007-01-18 |