CIBC Global Asset Management (Asia) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CIBC Global Asset Management (Asia) Limited, a Hong Kong-based licensed corporation with CE reference AFA417. Current licensed staff on file: 0 (total recorded over time: 9).
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2005-01-03 |
| Type 5 — Advising on futures contracts | present | 2006-01-10 |
| Type 9 — Asset management | present | 2007-01-22 |
Licensed staff (all-time) (9)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Peter Hing Tak Chau 仇慶德 | RO 5, 9 Rep 4, 5, 9 | Pre-2003 | 2005-12 |
| Shirley Woon San Chow 周媛珊 | RO 9 Rep 4, 9 | Pre-2003 | 2007-01 |
| Ka Fai Franki Chung 鍾家輝 | RO 9 Rep 4, 5, 9 | Pre-2003 | 2007-01 |
| Robert Ekstrom Cormie | RO 9 | 2006-05 | 2007-01 |
| Ngoc Bich Pham 范玉碧 | RO 4, 5, 9 | Pre-2003 | 2006-02 |
| Chor Man Kwok 郭楚雯 | Rep 9 | 2006-05 | 2007-01 |
| Tse Fung Lau 劉子峯 | Rep 4, 5, 9 | Pre-2003 | 2007-01 |
| Tomoko Okabe 岡部朋子 | Rep 9 | 2006-07 | 2007-01 |
| Sau Wai (SFC:AFR189) Wong 黃秀慧 | Rep 4, 9 | Pre-2003 | 2007-01 |
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