Ngoc Bich Pham
范玉碧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ngoc Bich Pham (范玉碧), a licensed former licensee with CE reference AEZ564. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-21 | 2012-01-28 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-07-21 | 2012-01-28 |
| CIBC Global Asset Management (Asia) Limited | RO | Type 4 — Advising on securities | present | 2005-01-03 |
| CIBC Global Asset Management (Asia) Limited | RO | Type 5 — Advising on futures contracts | present | 2005-12-01 |
| CIBC Global Asset Management (Asia) Limited | RO | Type 9 — Asset management | present | 2006-02-01 |