Ka Fai Franki Chung
鍾家輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Fai Franki Chung (鍾家輝), a licensed Responsible Officer with CE reference ACW769. Currently licensed at 1 firm(s): Monarch Capital Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Monarch Capital Management Limited 富傳資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-12-06 | present |
| Monarch Capital Management Limited 富傳資本管理有限公司 |
RO | Type 4 — Advising on securities | 2024-12-06 | present |
| Monarch Capital Management Limited 富傳資本管理有限公司 |
RO | Type 9 — Asset management | 2024-12-06 | present |
| Beigehill Asset Management Limited 稻盛資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-10-25 | 2024-09-30 |
| Beigehill Asset Management Limited 稻盛資產管理有限公司 |
RO | Type 9 — Asset management | 2023-10-25 | 2024-09-30 |
| Prosper Global Asset Management Limited 盛世環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-01-09 | 2020-12-31 |
| Prosper Global Asset Management Limited 盛世環球資產管理有限公司 |
RO | Type 9 — Asset management | 2018-01-09 | 2020-12-31 |
| MEAG Hong Kong Limited | RO | Type 4 — Advising on securities | 2010-03-02 | 2016-05-05 |
| MEAG Hong Kong Limited | RO | Type 9 — Asset management | 2010-03-02 | 2016-05-05 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2007-05-09 | 2009-11-30 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2007-05-09 | 2009-11-30 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 5 — Advising on futures contracts | 2007-05-09 | 2009-11-30 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2007-05-09 | 2009-11-30 |
| CIBC Global Asset Management (Asia) Limited | RO | Type 9 — Asset management | 2006-06-27 | 2007-01-18 |
| CIBC Global Asset Management (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2005-01-26 |
| CIBC Global Asset Management (Asia) Limited | Rep | Type 5 — Advising on futures contracts | present | 2005-12-01 |
| CIBC Global Asset Management (Asia) Limited | Rep | Type 9 — Asset management | present | 2006-06-27 |