Alexander H Kent
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander H Kent ( ), a licensed former licensee with CE reference BIB434. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Equities First Holdings Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2019-06-19 | 2021-10-29 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-04 | 2019-06-01 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-21 | 2018-10-31 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-09-21 | 2018-10-31 |
| Pine River Capital Management (HK) Limited | Rep | Type 9 — Asset management | 2016-08-26 | 2017-06-02 |