Shang Xian Li
李尚賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shang Xian Li (李尚賢), a licensed Representative with CE reference BRH304. Currently licensed at 2 firm(s): CITIC Securities Asset Management (HK) Limited, CITIC Securities International Global Markets Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-19 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-06-01 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-19 | present |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-19 | present |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-11 | 2022-04-29 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-11 | 2022-04-29 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-06-11 | 2022-04-29 |