Eugene Yow Seng Hsiao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eugene Yow Seng Hsiao, a licensed Representative with CE reference AOP006. Currently licensed at 1 firm(s): Macquarie Capital Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2022-03-28 | present |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-24 | 2022-03-24 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-20 | 2018-12-18 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-09-20 | 2018-12-18 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-21 | 2009-06-16 |