Tau Hing Lam
林斗興
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tau Hing Lam (林斗興), a licensed former licensee with CE reference BOT764. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-09 | 2019-11-02 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-09-09 | 2019-11-02 |