Wing Chow
周穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Chow (周穎), a licensed Responsible Officer with CE reference ALK717. Currently licensed at 1 firm(s): SunPlus Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SunPlus Capital Limited 新領資本有限公司 |
RO | Type 4 — Advising on securities | 2024-03-06 | present |
| SunPlus Capital Limited 新領資本有限公司 |
RO | Type 9 — Asset management | 2024-03-06 | present |
| SunPlus Capital Limited 新領資本有限公司 |
Rep | Type 4 — Advising on securities | 2024-02-28 | 2024-03-06 |
| SunPlus Capital Limited 新領資本有限公司 |
Rep | Type 9 — Asset management | 2024-02-28 | 2024-03-06 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-09-13 | 2022-10-12 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-03-31 | 2022-10-12 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2021-03-31 | 2022-10-12 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-23 | 2021-03-31 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-11-23 | 2021-03-31 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2015-01-05 | 2020-05-19 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-10 | 2015-01-05 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
RO | Type 4 — Advising on securities | 2011-05-18 | 2020-05-19 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
RO | Type 9 — Asset management | 2011-05-18 | 2020-05-19 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-18 | 2011-05-18 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 9 — Asset management | 2011-03-18 | 2011-05-18 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
RO | Type 4 — Advising on securities | 2007-06-12 | 2011-02-28 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
RO | Type 9 — Asset management | 2007-06-12 | 2011-02-28 |
| iTTa Capital Limited 意達資本有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-04 | 2007-05-31 |
| MCP Holdings Limited | Rep | Type 4 — Advising on securities | 2006-01-31 | 2006-08-05 |
| MCP Holdings Limited | Rep | Type 9 — Asset management | 2006-01-31 | 2006-08-05 |
| MCP Holdings Limited | RO | Type 4 — Advising on securities | 2005-02-18 | 2006-01-31 |
| MCP Holdings Limited | RO | Type 9 — Asset management | 2005-02-18 | 2006-01-31 |