Chun Wai Chan
陳進威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Wai Chan (陳進威), a licensed Responsible Officer with CE reference AFY152. Currently licensed at 1 firm(s): Liquidity Finance (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 32.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Liquidity Finance (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2024-10-04 | present |
| Prestige Global Capital Management Limited 盛譽環球資產管理有限公司 |
RO | Type 9 — Asset management | 2023-01-19 | 2023-12-28 |
| Prestige Global Capital Management Limited 盛譽環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-10-07 | 2023-01-19 |
| Prestige Global Capital Management Limited 盛譽環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-06-14 | 2023-12-28 |
| Alternative Value Investments Limited | RO | Type 5 — Advising on futures contracts | 2018-04-11 | 2020-03-25 |
| Alternative Value Investments Limited | RO | Type 4 — Advising on securities | 2017-08-30 | 2020-03-25 |
| Partners Capital Securities Limited 博大證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-12-09 | 2016-08-13 |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-12-09 | 2016-08-13 |
| Partners Capital Securities Limited 博大證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-21 | 2015-12-09 |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-21 | 2015-12-09 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-13 | 2015-09-16 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-13 | 2015-09-16 |
| Success Securities Limited 實德證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-04-30 | 2013-08-19 |
| Success Securities Limited 實德證券有限公司 |
RO | Type 4 — Advising on securities | 2012-04-30 | 2013-08-19 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-27 | 2012-04-30 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-03-27 | 2013-08-19 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-27 | 2012-04-30 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 — Advising on securities | 2010-12-22 | 2011-09-15 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-01-15 | 2011-09-15 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-25 | 2010-01-15 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-11-25 | 2011-09-15 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-12 | 2009-09-02 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-03-12 | 2009-09-02 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-03 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-03-03 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-11 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-11 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-11 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-11 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-11 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-11 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-11 |