Dajiang Guo
過大江
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dajiang Guo (過大江), a licensed Responsible Officer with CE reference ATE173. Currently licensed at 1 firm(s): Cheung On Securities Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cheung On Securities Limited 長安證券有限公司 |
RO | Type 4 — Advising on securities | 2018-07-20 | present |
| Cheung On Securities Limited 長安證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-20 | 2021-11-19 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-26 | 2017-07-04 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-28 | 2016-07-31 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-05-18 | 2015-10-28 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-01 | 2011-05-18 |
| CICC US Securities, Inc. |
RO | Type 1 — Dealing in securities | 2009-07-07 | 2011-03-31 |