CICC US Securities, Inc.
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CICC US Securities, Inc. ( ), a Hong Kong-based licensed corporation with CE reference AOO539. Current licensed staff on file: 0 (total recorded over time: 14). Earliest licence on file: 2007-08-03.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2007-08-03 | 2011-12-12 |
Licensed staff (all-time) (14)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ka Chun (SFC:ABG469) Chan 陳家俊 | RO 1 Rep 1 | 2011-06 | 2011-10 |
| Kun Fan 范堃 | RO 1 | 2008-05 | 2010-08 |
| Dajiang Guo 過大江 | RO 1 | 2009-07 | 2011-03 |
| Haizhou Huang 黃海洲 | RO 1 Rep 1 | 2008-06 | 2009-04 |
| Ming Pui Poon 潘明培 | RO 1 | 2007-08 | 2009-06 |
| Li (SFC:AHD514) Wan 萬里 | RO 1 | 2011-05 | 2011-10 |
| Hao (SFC:ADI503) Wang 汪浩 | RO 1 | 2007-08 | 2008-05 |
| Jimmy Cheung Yee Woo 吳祥貽 | RO 1 Rep 1 | 2007-08 | 2011-06 |
| Lanlan Zhang 張嵐嵐 | RO 1 Rep 1 | 2008-05 | 2010-06 |
| Yilin Lu 呂禕麟 | Rep 1 | 2008-05 | 2011-10 |
| Esther Hong Man Wong 王康曼 | Rep 1 | 2007-08 | 2010-05 |
| Chongze Yang 楊崇澤 | Rep 1 | 2008-09 | 2009-02 |
| Pei (SFC:ALV325) Zhang 張沛 | Rep 1 | 2007-08 | 2008-07 |
| Yu (SFC:APS294) Zhang 張妤 | Rep 1 | 2008-02 | 2009-06 |
Showing 1–14 of 14