Norman Kai Keung Li
李繼強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Norman Kai Keung Li (李繼強), a licensed Responsible Officer with CE reference ACD880. Currently licensed at 1 firm(s): IAM Legacy Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IAM Legacy Limited 星安傳承有限公司 |
RO | Type 4 — Advising on securities | 2007-08-21 | present |
| IAM Legacy Limited 星安傳承有限公司 |
RO | Type 9 — Asset management | 2007-08-21 | present |
| JS Securities Limited 晉商證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-01-20 | 2013-12-31 |
| Kaiser KT Capital Limited 嘉信開泰融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-10-03 | 2014-02-06 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2003-08-05 | 2006-04-24 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 4 — Advising on securities | 2003-08-05 | 2006-04-24 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 9 — Asset management | 2003-08-05 | 2006-04-24 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-06-06 | 2003-08-05 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-04-24 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-03-11 |