Kwan Yin Chan
陳君然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Yin Chan (陳君然), a licensed former licensee with CE reference BNY274. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-06-07 | 2026-03-20 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-06-07 | 2026-03-20 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-06-07 | 2026-03-20 |
| Regal Partners (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2021-10-07 | 2024-03-13 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-29 | 2021-09-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-04-29 | 2021-09-24 |