Yat Ming (SFC:APU693) Lam
林一鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Ming (SFC:APU693) Lam (林一鳴), a licensed former licensee with CE reference APU693. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-03 | 2014-04-02 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-03-03 | 2014-04-02 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-03-03 | 2014-04-02 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-22 | 2011-03-03 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-22 | 2011-03-03 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
RO | Type 1 — Dealing in securities | 2007-11-09 | 2010-10-31 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
RO | Type 4 — Advising on securities | 2007-11-09 | 2010-10-31 |