Kwok Bun Chan
陳國斌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Bun Chan (陳國斌), a licensed former licensee with CE reference ATE570. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-13 | 2011-12-30 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-13 | 2011-12-30 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-07-05 | 2011-05-03 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-23 | 2011-05-03 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-06-23 | 2011-05-03 |