Daniel Tak Ho Wong
黃德豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Tak Ho Wong (黃德豪), a licensed Responsible Officer with CE reference ABT338. Currently licensed at 2 firm(s): CITIC Securities Brokerage (HK) Limited, CITIC Securities Futures (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-12 | present |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-10-12 | present |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-14 | 2016-10-12 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-06-14 | 2016-10-12 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-06-06 | 2007-05-24 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-05-24 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-24 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-24 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-26 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-24 |