Ke Yin
殷可
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ke Yin (殷可), a licensed former licensee with CE reference AII428. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CPPIB AE Investments Asia Limited |
Rep | Type 1 — Dealing in securities | 2022-03-22 | 2023-04-01 |
| CPPIB Asia Inc. | Rep | Type 1 — Dealing in securities | 2020-11-06 | 2022-03-22 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2007-11-06 | 2017-08-04 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-11-06 | 2017-08-04 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2007-11-06 | 2018-08-31 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 4 — Advising on securities | 2007-11-06 | 2017-08-04 |
| CC Finance Limited 思齊資本融資有限公司 |
RO | Type 1 — Dealing in securities | 2006-04-20 | 2007-09-12 |
| CC Finance Limited 思齊資本融資有限公司 |
RO | Type 4 — Advising on securities | 2006-04-20 | 2007-09-12 |
| CC Finance Limited 思齊資本融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-04-20 | 2007-09-12 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2018-08-31 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2018-08-31 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 9 — Asset management | present | 2004-07-07 |