Wai Hung Ngan
顏偉洪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Hung Ngan (顏偉洪), a licensed former licensee with CE reference ABH919. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-02-14 | 2019-11-01 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-01-11 | 2012-02-14 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 4 — Advising on securities | 2011-06-16 | 2011-11-11 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-01 | 2011-06-16 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2009-03-02 | 2010-10-05 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-25 | 2009-03-02 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-03 | 2008-05-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | present | 2006-07-01 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 9 — Asset management | present | 2004-08-26 |