Wai Li Teng
鄧偉立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Li Teng (鄧偉立), a licensed former licensee with CE reference BOK328. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA Investment Managers Chorus Limited | Rep | Type 4 — Advising on securities | 2022-08-04 | 2023-03-17 |
| AXA Investment Managers Chorus Limited | Rep | Type 5 — Advising on futures contracts | 2022-08-04 | 2023-03-17 |
| AXA Investment Managers Chorus Limited | Rep | Type 9 — Asset management | 2022-07-15 | 2023-03-17 |
| Alliance Asset Management Limited 同人資産管理有限公司 |
Rep | Type 9 — Asset management | 2020-09-29 | 2022-06-30 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-05 | 2020-09-18 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-06-05 | 2020-09-18 |