Patrick Joseph Tuohy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Joseph Tuohy ( ), a licensed former licensee with CE reference ABE544. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pioneer Global Investments (HK) Limited |
RO | Type 1 — Dealing in securities | present | 2004-02-01 |
| Pioneer Global Investments (HK) Limited |
RO | Type 4 — Advising on securities | present | 2004-02-01 |
| Pioneer Global Investments (HK) Limited |
RO | Type 6 — Advising on corporate finance | present | 2004-02-01 |
| Pioneer Global Investments (HK) Limited |
RO | Type 9 — Asset management | present | 2004-02-01 |