Francis Henry William Forbes Hon Francis Sempill
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis Henry William Forbes Hon Francis Sempill ( ), a licensed former licensee with CE reference BGK893. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2024-02-26 | 2024-03-06 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2024-02-26 | 2024-03-06 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-30 | 2015-11-05 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-30 | 2015-11-05 |