Chad Matthew Francis Davies
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chad Matthew Francis Davies, a licensed Responsible Officer with CE reference BGV499. Currently licensed at 1 firm(s): BNY Mellon Investment Management Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2022-08-10 | present |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-08-10 | present |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2022-01-13 | present |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-13 | 2022-08-10 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-01-13 | 2022-08-10 |
| Legal & General Investment Management Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2017-12-11 | 2021-12-29 |
| Legal & General Investment Management Asia Limited | Rep | Type 9 — Asset management | 2017-12-11 | 2021-12-29 |
| Legal & General Investment Management Asia Limited | Rep | Type 1 — Dealing in securities | 2017-08-15 | 2021-12-29 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-18 | 2017-07-26 |