Suk Hwan Hwang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suk Hwan Hwang, a licensed Representative with CE reference ASI289. Currently licensed at 1 firm(s): Capital International, Inc.. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital International, Inc. |
Rep | Type 1 — Dealing in securities | 2015-05-11 | present |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2013-12-30 | 2015-05-06 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
RO | Type 4 — Advising on securities | 2013-12-30 | 2015-05-06 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-24 | 2013-12-30 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-24 | 2013-12-30 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2009-03-09 | 2012-11-22 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 4 — Advising on securities | 2009-03-09 | 2012-11-22 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 9 — Asset management | 2009-03-09 | 2012-11-22 |