Haifeng Sun
孫海峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haifeng Sun (孫海峰), a licensed former licensee with CE reference AJL015. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 1 — Dealing in securities | 2022-11-23 | 2025-09-16 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 4 — Advising on securities | 2022-11-23 | 2025-09-16 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2013-11-20 | 2022-11-23 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-20 | 2021-12-31 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2013-11-20 | 2022-11-23 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 — Asset management | 2013-11-20 | 2025-04-22 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2008-06-06 | 2013-11-07 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 4 — Advising on securities | 2008-06-06 | 2013-11-07 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 9 — Asset management | 2008-06-06 | 2013-11-07 |
| Mellon Global Investments Asia Limited |
RO | Type 1 — Dealing in securities | 2005-03-02 | 2008-08-01 |
| Mellon Global Investments Asia Limited |
RO | Type 4 — Advising on securities | 2005-03-02 | 2008-08-01 |
| Mellon Global Investments Asia Limited |
RO | Type 9 — Asset management | 2005-03-02 | 2008-08-01 |
| Mellon Global Investments Asia Limited |
Rep | Type 1 — Dealing in securities | 2004-02-05 | 2005-03-02 |
| Mellon Global Investments Asia Limited |
Rep | Type 4 — Advising on securities | 2004-02-05 | 2005-03-02 |
| Mellon Global Investments Asia Limited |
Rep | Type 9 — Asset management | 2004-02-05 | 2005-03-02 |