Mellon Global Investments Asia Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mellon Global Investments Asia Limited ( ), a Hong Kong-based licensed corporation with CE reference ADI336. Current licensed staff on file: 0 (total recorded over time: 7).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2008-08-18 |
| Type 4 — Advising on securities | present | 2008-08-18 |
| Type 9 — Asset management | present | 2008-08-18 |
Licensed staff (all-time) (7)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| David T Jiang 姜治平 | RO 1, 4, 9 | 2006-04 | 2008-08 |
| Hugh Adam Simon | RO 1, 4, 9 | 2003-05 | 2005-04 |
| Mark Summerbell | RO 1, 4, 9 | Pre-2003 | 2006-05 |
| Haifeng Sun 孫海峰 | RO 1, 4, 9 Rep 1, 4, 9 | 2004-02 | 2008-08 |
| Man Ying Lui 呂文瑛 | Rep 1, 4, 9 | 2005-07 | 2008-08 |
| Paul James Markham | Rep 4 | 2007-10 | 2007-11 |
| Nga Man Yen 嚴雅雯 | Rep 1, 4, 9 | Pre-2003 | 2008-08 |
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