Nga Man Yen
嚴雅雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nga Man Yen (嚴雅雯), a licensed former licensee with CE reference AEA830. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-13 | 2025-03-27 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-13 | 2025-03-27 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2022-04-13 | 2025-03-27 |
| SynerWealth Financial Limited 匯心金融有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-02 | 2021-12-31 |
| SynerWealth Financial Limited 匯心金融有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-02 | 2021-12-31 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-15 | 2019-12-25 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-15 | 2019-12-25 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2008-07-15 | 2019-12-25 |
| Mellon Global Investments Asia Limited |
Rep | Type 1 — Dealing in securities | present | 2008-08-01 |
| Mellon Global Investments Asia Limited |
Rep | Type 4 — Advising on securities | present | 2008-08-01 |
| Mellon Global Investments Asia Limited |
Rep | Type 9 — Asset management | present | 2008-08-01 |