Vincent Ho Fai Li
李浩暉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Ho Fai Li (李浩暉), a licensed former licensee with CE reference ANW827. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-01 | 2021-06-03 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-01 | 2021-06-03 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2006-09-05 | 2011-09-29 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2006-09-05 | 2011-09-29 |