Alex Karl Buerge
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Karl Buerge ( ), a licensed former licensee with CE reference BBW565. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-26 | 2015-06-03 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-26 | 2015-06-03 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2015-05-26 | 2015-06-03 |
| BNY Mellon Managed Investments Limited |
RO | Type 1 — Dealing in securities | 2013-11-07 | 2015-06-03 |
| BNY Mellon Managed Investments Limited |
RO | Type 4 — Advising on securities | 2013-11-07 | 2015-06-03 |
| BNY Mellon Managed Investments Limited |
RO | Type 9 — Asset management | 2013-11-07 | 2015-06-03 |