BNY Mellon Managed Investments Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for BNY Mellon Managed Investments Limited ( ), a Hong Kong-based licensed corporation with CE reference BAL999. Current licensed staff on file: 0 (total recorded over time: 10). Earliest licence on file: 2013-06-11.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2013-06-11 | 2015-12-02 |
| Type 4 — Advising on securities | 2013-06-11 | 2015-12-02 |
| Type 9 — Asset management | 2013-06-11 | 2015-12-02 |
Licensed staff (all-time) (10)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Alex Karl Buerge | RO 1, 4, 9 | 2013-11 | 2015-06 |
| Anthony Joseph Harper | RO 1, 4, 9 | 2013-06 | 2015-09 |
| Christina Yoong Leng Lam 林勇玲 | RO 1, 4, 9 | 2013-06 | 2015-08 |
| Louis Anthony Boscia | Rep 1 | 2015-04 | 2015-06 |
| Carmen Chang 張嘉雯 | Rep 1, 4, 9 | 2015-05 | 2015-06 |
| Christopher Alan Faddy | Rep 1, 4, 9 | 2013-08 | 2015-06 |
| Cindy Tsin Yu Leung 梁芊瑜 | Rep 1, 4, 9 | 2014-03 | 2015-06 |
| Kevin Charles Pereira | Rep 1, 4, 9 | 2013-08 | 2013-12 |
| Jack Zheng Sun 孫政 | Rep 1, 4, 9 | 2013-10 | 2015-06 |
| Gyaw Min Tha 高明 | Rep 1, 4, 9 | 2015-03 | 2015-06 |
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