Johnette Ka Lau
劉嘉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnette Ka Lau (劉嘉), a licensed former licensee with CE reference ADX886. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-10 | 2014-07-25 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-10 | 2014-07-25 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-16 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-04 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-04 |