Pui Yan Cheng
鄭珮欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yan Cheng (鄭珮欣), a licensed Responsible Officer with CE reference AEQ438. Currently licensed at 1 firm(s): Neuberger Berman Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | RO | Type 1 — Dealing in securities | 2020-12-04 | present |
| Neuberger Berman Asia Limited | RO | Type 4 — Advising on securities | 2020-12-04 | present |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2014-06-16 | 2020-12-04 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2014-06-16 | 2020-12-04 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-10 | 2014-06-06 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-03 | 2014-06-06 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-04 | 2013-04-24 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-01 | 2011-08-01 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-01 | 2011-08-01 |