Barnaby Leonard Jones
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Barnaby Leonard Jones, a licensed Representative with CE reference BMN484. Currently licensed at 1 firm(s): BNY Mellon Investment Management Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-20 | present |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-20 | present |
| M&G Investments (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2019-08-30 | 2020-06-30 |
| M&G Investments (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2018-06-19 | 2020-06-30 |
| M&G Investments (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-03-07 | 2018-06-19 |