Kristin Kyoko Altman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kristin Kyoko Altman ( ), a licensed former licensee with CE reference AZV697. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-17 | 2015-08-01 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-17 | 2015-08-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2012-07-12 | 2013-06-19 |