Victoria Audrey Liu
廖卓琦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Victoria Audrey Liu (廖卓琦), a licensed Representative with CE reference BGO756. Currently licensed at 1 firm(s): UBS Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2021-08-24 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2021-08-24 | present |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-04 | 2021-07-26 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-04 | 2021-07-26 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2021-05-04 | 2021-07-26 |
| M&G Investments (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-11-07 | 2020-11-10 |
| M&G Investments (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-06-01 | 2020-11-10 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-26 | 2018-05-05 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2015-11-26 | 2018-05-05 |