Gregory Adam Ko
高泳鍇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gregory Adam Ko (高泳鍇), a licensed former licensee with CE reference AIR727. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-24 | 2015-03-23 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-24 | 2015-03-23 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2014-06-24 | 2015-03-23 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2012-09-21 | 2013-07-26 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2012-09-21 | 2013-07-26 |
| NNIP Hong Kong Limited | Rep | Type 9 — Asset management | 2012-09-21 | 2013-07-26 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-01 | 2011-04-15 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 |
Rep | Type 9 — Asset management | 2008-02-01 | 2011-04-15 |
| NNIP Hong Kong Limited | Rep | Type 9 — Asset management | 2006-08-07 | 2011-04-15 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2005-07-11 | 2011-04-15 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2005-07-11 | 2011-04-15 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | 2003-05-21 | 2003-08-07 |