Samuel Colin James Brindley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Colin James Brindley ( ), a licensed former licensee with CE reference BEC108. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-01 | 2014-09-08 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-01 | 2014-09-08 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-01 | 2014-09-08 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-01 | 2014-09-08 |