Mark Joseph Brady
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Joseph Brady ( ), a licensed former licensee with CE reference ARQ480. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AK Partners HK Limited |
Rep | Type 4 — Advising on securities | 2021-12-14 | 2023-04-20 |
| AK Partners HK Limited |
Rep | Type 9 — Asset management | 2021-12-14 | 2023-04-20 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2021-01-12 | 2021-03-16 |
| T.F.S. Derivatives HK Limited | Rep | Type 2 — Dealing in futures contracts | 2021-01-12 | 2021-03-16 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-24 | 2019-08-16 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-15 | 2019-08-16 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 9 — Asset management | 2018-02-15 | 2019-08-16 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-24 | 2016-10-12 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-06-25 | 2015-06-30 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-25 | 2015-06-30 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-30 | 2014-12-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-30 | 2015-06-30 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-23 | 2010-03-06 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-23 | 2010-03-06 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 — Providing automated trading services | 2008-09-23 | 2010-03-06 |