Lee Earl Beswick
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lee Earl Beswick ( ), a licensed former licensee with CE reference AOI992. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-23 | 2011-02-24 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-12-23 | 2011-02-24 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-12-23 | 2011-02-24 |