Nicholas Peter Scott
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Peter Scott, a licensed Responsible Officer with CE reference AFX190. Currently licensed at 1 firm(s): Mackenzie Investments Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mackenzie Investments Asia Limited | RO | Type 1 — Dealing in securities | 2019-12-17 | present |
| Mackenzie Investments Asia Limited | RO | Type 4 — Advising on securities | 2014-09-15 | present |
| Mackenzie Investments Asia Limited | RO | Type 9 — Asset management | 2014-09-15 | present |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2007-05-11 | 2011-08-04 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 4 — Advising on securities | 2007-05-11 | 2011-08-04 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 9 — Asset management | 2007-05-11 | 2011-08-04 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-29 | 2007-05-11 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-01-29 | 2007-05-11 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-01-29 | 2007-05-11 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 1 — Dealing in securities | 2006-08-08 | 2006-12-05 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 4 — Advising on securities | present | 2006-12-05 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 9 — Asset management | present | 2006-12-05 |