James Kuang Kuo Cheng
鄭光國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Kuang Kuo Cheng (鄭光國), a licensed former licensee with CE reference ACG078. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MAP Capital Limited 匯圖投資管理有限公司 |
RO | Type 4 — Advising on securities | 2014-05-20 | 2015-03-31 |
| MAP Capital Limited 匯圖投資管理有限公司 |
RO | Type 9 — Asset management | 2014-05-20 | 2015-03-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2011-08-02 | 2013-01-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 9 — Asset management | 2011-08-02 | 2013-01-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 — Asset management | 2008-07-31 | 2011-08-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-18 | 2011-08-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2006-10-18 | 2011-08-02 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2005-10-17 | 2006-07-15 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 1 — Dealing in securities | 2005-10-17 | 2006-07-15 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 4 — Advising on securities | 2005-10-17 | 2006-07-15 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 5 — Advising on futures contracts | 2005-10-17 | 2006-04-17 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 9 — Asset management | 2005-10-17 | 2006-07-15 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-03 | 2005-10-17 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2005-03-03 | 2005-10-17 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 5 — Advising on futures contracts | 2005-03-03 | 2005-10-17 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2004-12-07 | 2005-10-17 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 — Asset management | 2004-12-07 | 2005-10-17 |
| Asia Strategic Investment Management Limited 亞洲策略投資管理有限公司 |
RO | Type 4 — Advising on securities | present | 2004-12-07 |
| MEAG Hong Kong Limited | RO | Type 4 — Advising on securities | present | 2004-12-07 |
| Asia Strategic Investment Management Limited 亞洲策略投資管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-12-05 |
| Asia Strategic Investment Management Limited 亞洲策略投資管理有限公司 |
RO | Type 9 — Asset management | present | 2004-12-07 |
| MEAG Hong Kong Limited | RO | Type 9 — Asset management | present | 2004-12-07 |