Asia Strategic Investment Management Limited
亞洲策略投資管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Asia Strategic Investment Management Limited (亞洲策略投資管理有限公司), a Hong Kong-based licensed corporation with CE reference ACS384. Current licensed staff on file: 0 (total recorded over time: 13).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2008-08-04 |
| Type 4 — Advising on securities | present | 2008-08-04 |
| Type 6 — Advising on corporate finance | present | 2003-12-05 |
| Type 9 — Asset management | present | 2008-08-04 |
Licensed staff (all-time) (13)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| James Kuang Kuo Cheng 鄭光國 | RO 4, 6, 9 | Pre-2003 | 2004-12 |
| Sai Tong Chiu 趙世棠 | RO 1, 4, 9 | 2004-10 | 2007-10 |
| John Sung Ziang Lai 雷聲祥 | RO 1, 4, 9 | 2004-11 | 2008-07 |
| Ka Keung Lam 林家強 | RO 1, 4, 9 Rep 1, 4, 9 | 2007-10 | 2008-07 |
| Brian David Man Bun Li 李民斌 | RO 1, 4, 9 | 2003-12 | 2008-07 |
| Wai Cheong Shum 岑偉昌 | RO 1, 4, 6, 9 | Pre-2003 | 2004-11 |
| Peter King Wah Woo 胡經華 | RO 4, 6, 9 | Pre-2003 | 2004-11 |
| Anthony Tsz Tung Chan 陳子棟 | Rep 4, 9 | 2005-02 | 2008-07 |
| Wai Leung Chu 朱偉良 | Rep 1, 4, 9 | 2005-03 | 2006-06 |
| May Lo 羅其美 | Rep 1, 4, 9 | 2004-10 | 2005-10 |
| Shun Tat Lo 盧順達 | Rep 1 | 2006-06 | 2007-12 |
| Chih Ann Shih 施姿安 | Rep 1, 4, 9 | 2006-10 | 2007-09 |
| Agnes Chi Yun Wun 尹芷茵 | Rep 1, 4, 9 | 2004-11 | 2008-03 |
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