Deven Arvind Karnik
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Deven Arvind Karnik ( ), a licensed former licensee with CE reference AFS152. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2012-12-12 | 2013-03-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 — Asset management | 2010-09-17 | 2013-03-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-21 | 2012-12-12 |
| Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2007-05-11 | 2009-05-18 |
| Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-12-22 | 2009-04-01 |