Dresdner Kleinwort Securities (Asia) Limited
德利佳華證券(亞洲)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dresdner Kleinwort Securities (Asia) Limited (德利佳華證券(亞洲)有限公司), a Hong Kong-based licensed corporation with CE reference AAD661. Current licensed staff on file: 0 (total recorded over time: 22). Earliest licence on file: 2005-06-24.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2005-06-24 | 2009-10-19 |
| Type 4 — Advising on securities | 2005-06-24 | 2009-10-19 |
| Type 6 — Advising on corporate finance | 2006-12-22 | 2009-04-17 |
Licensed staff (all-time) (22)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Francis Thure Hasek | RO 6 Rep 4 | 2006-12 | 2009-07 |
| Deven Arvind Karnik | RO 4, 6 | 2006-12 | 2009-05 |
| Pauline Tong 唐寶琳 | RO 1, 4 | 2005-06 | 2009-08 |
| Tony Tin Wing Wong 黃天穎 | RO 1, 4 | 2005-06 | 2009-08 |
| Antony Fook Chiu Chan 陳福潮 | Rep 1, 4 | 2007-06 | 2008-07 |
| Pui Nga Chan 陳佩雅 | Rep 1, 4 | 2005-06 | 2007-05 |
| Khalid Chaneb | Rep 1, 4 | 2007-06 | 2008-06 |
| Po-Jen Chen 陳柏任 | Rep 1, 4 | 2007-08 | 2009-08 |
| Johann Choi 蔡宗瀚 | Rep 1, 4 | 2008-01 | 2008-08 |
| Quinton Choi 蔡衍霆 | Rep 4, 6 | 2007-05 | 2009-07 |
| Jago Hung Chung | Rep 4, 6 | 2007-03 | 2009-03 |
| Ankit Gadi | Rep 1, 4 | 2008-02 | 2009-08 |
| Bing (SFC:AKY573) Han 韓冰 | Rep 1, 4 | 2007-04 | 2009-08 |
| Jun Lan 藍駿 | Rep 1, 4 | 2005-08 | 2007-03 |
| Jong Jin Lee | Rep 1, 4 | 2007-04 | 2009-07 |
| Frederic David Levy | Rep 1, 4 | 2008-08 | 2009-06 |
| Mathias Franz Didier Piardon | Rep 1, 4 | 2007-08 | 2009-07 |
| Wei (SFC:AMF085) Sun 孫偉 | Rep 1, 4 | 2005-07 | 2006-02 |
| Lumeng Wang 王魯蒙 | Rep 1, 4 | 2007-07 | 2009-04 |
| Shek Wing Wong 黃錫榮 | Rep 1, 4 | 2008-08 | 2009-08 |
| Tao Hop Yim 嚴道合 | Rep 1, 4 | 2007-05 | 2009-08 |
| Wendy Zhang | Rep 1, 4 | 2008-07 | 2009-08 |
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