Lumeng Wang
王魯蒙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lumeng Wang (王魯蒙), a licensed former licensee with CE reference AIR943. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-07 | 2012-07-20 |
| Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-09 | 2009-04-30 |
| Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-05 | 2009-04-30 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-09 | 2007-05-18 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-11-10 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-10 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-10 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-10 |